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Todd Haugh leading the executive business compliance courses at IU Kelley.

Business of Compliance Certificate program

Ethics and compliance has long been taught as a legal discipline. In Kelley’s Business of Compliance Certificate program, you’ll learn it as a business discipline, grounding compliance practice in normative reasoning, behavioral science, empirical methods, and strategic frameworks.

 

Developed in partnership with Ethico.

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  3. Professional Development
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  5. Business of Compliance

Why take a business approach to compliance?

Organizations need compliance leaders who can build a business case for their programs, evaluate and improve their effectiveness, measure whether those programs influence employee behavior, communicate the value of compliance to executives, boards, employees, and other stakeholders, and lead the cultural and strategic changes that make compliance more effective.

Rather than treating compliance solely as a defensive function, the Business of Compliance Certificate program shows you how to use business frameworks, behavioral science, empirical methods, and strategic thinking to strengthen compliance programs, influence organizational culture, and create measurable organizational value.

Over 10 weeks, you’ll learn from Kelley School of Business faculty and experienced ethics and compliance professionals as you develop the skills to make compliance a strategic partner in your organization. You’ll develop the leadership perspective to manage compliance more strategically and move the function beyond risk mitigation toward business value and competitive advantage.

 Upcoming dates

Dates: TBD
Schedule: TBD | Weekly, ET
Registration deadline: TBD
Tuition: $5,200

Ethico partners and clients receive a discount on tuition. 

 

Interested in bringing this program to your company or organization? Email kelleypd@iu.edu to discuss our custom program options.

Want to learn more?

Fill out the form below to request more information.

Program format

The Business of Compliance Certificate program is an online compliance course that combines approximately one hour of asynchronous coursework with two hours of live, synchronous virtual instruction each week for 10 weeks.

You’ll learn through:

  • Recorded lectures and short readings
  • Discussion assignments
  • Live virtual instruction with Kelley faculty and industry experts
  • Practical application of compliance frameworks and tools
  • A capstone project connected to your own organization

Live sessions are recorded and available to participants throughout the program.

Who should attend?

The Business of Compliance Certificate program is designed for compliance professionals and organizational leaders who want to take a more strategic, business-focused approach to compliance.

This program is ideal for professionals who want to:

  • Strengthen the effectiveness of an existing compliance program
  • Measure the impact of compliance initiatives
  • Better understand the behavioral and cultural factors that influence ethical decision-making
  • Build a stronger business case for compliance
  • Communicate the value of compliance to executives and boards
  • Apply strategic management tools to compliance
  • Develop their leadership capabilities within the compliance function

Showcase your new skills

Put your new skills on display with a digital badge from Kelley Executive Education. Upon successful completion of the program, you’ll earn the Business of Compliance Certificate from the Kelley School of Business and a digital badge to showcase your new skills and credentials on LinkedIn and other professional platforms.

Completion requirements

To earn the Business of Compliance Certificate, you must attend at least 80% of live synchronous sessions and complete the week 10 capstone project with a passing evaluation. The capstone requires participants to apply program frameworks to a compliance project tied to their own organization.

Capstone: Put compliance strategy into practice

Apply what you learn to a real compliance challenge within your organization. Your capstone project brings together the tools and frameworks from across the program to create a practical, usable deliverable connected to your organization’s needs.

By the end of the program, you’ll have applied a strategic approach to a real-world compliance challenge.

Course outline

Designing Effective Compliance Programs

Faculty: Todd Haugh, Suneal Bedi, and industry partner

Frame compliance as a business problem requiring business solutions. Use a structured framework to evaluate and improve your organization’s compliance program.

Values, Culture and Ethics

Faculty: Suneal Bedi and guest expert

Connect organizational values to culture in practice. Examine why gaps can emerge between what companies aspire to do and what they actually do, and how to close those gaps.

Behavioral Ethics

Faculty: Todd Haugh

Explore the cognitive and social mechanisms that can cause well-intentioned people to make poor ethical decisions and what compliance programs can do about it.

Research Methods and Data Analysis

Faculty: Suneal Bedi

Learn empirical methods for measuring whether compliance programs are working, including surveys, A/B testing, and conjoint analysis.

Compliance Risk Analysis

Faculty: External expert

Learn systematic approaches to identifying and measuring compliance risk, with an emphasis on using risk analysis not only defensively but as a source of organizational value. Build and present a compliance risk register while exploring the concept of offensive compliance, using compliance risk analysis to identify opportunities to strengthen the organization.

Auditing Ethics and Compliance

Faculty: External expert

Explore what regulators look for when evaluating compliance programs and learn how to conduct an internal audit for risk and fraud.

Compliance Strategy

Faculty: Todd Haugh and Suneal Bedi

Apply core MBA strategy tools, including SWOT analysis, competitive analysis, and scenario planning, to the compliance function and build the case for compliance as a driver of competitive advantage.

Communications and Marketing

Faculty: Suneal Bedi and guest expert

Learn how to communicate the value of compliance to boards of C-suite leaders as well as employees using marketing science and data-driven narrative.

Compliance Leadership

Faculty: Todd Haugh and guest chief compliance officer

Explore the organizational and personal dimensions of leading a compliance function effectively with insights from an experienced compliance leader.

Capstone Presentations

Faculty: Todd Haugh and Suneal Bedi

Present a compliance project tied to your organization, integrating tools and frameworks from across the program into a real, usable deliverable.

Continue your education

The certificate also provides a pathway to graduate study. Three graduate credits may be waived toward one of the following online Kelley programs:

  • Business Management Graduate Certificate (credits count toward the law requirement)
  • MS in Strategic Management (credits count toward the law requirement)
  • MBA (credits count as an elective)

Frequently asked questions

A compliance certificate is a professional credential that demonstrates specialized knowledge and skills related to organizational compliance. Unlike a traditional compliance credential focused primarily on rules, regulations or auditing, the Business of Compliance Certificate takes a broader business approach.

Through this professional certificate in compliance, you’ll learn how organizations can apply behavioral science, empirical methods, strategic management, and effective communication to build more effective compliance programs and create business value.

The Business of Compliance Certificate is a 10-week compliance certificate program from the Kelley School of Business. It teaches compliance as a business discipline, combining live online instruction, asynchronous coursework, practical frameworks, and a capstone project.

The Business of Compliance Certificate takes a business-school approach to compliance. Rather than focusing solely on regulatory requirements, the program examines behavioral ethics, organizational culture, data and research methods, risk analysis, strategic management, communications, and leadership to guide professionals in strengthening compliance as a business function.

Yes. The program is delivered fully online through a combination of asynchronous coursework and live, synchronous virtual instruction. Live sessions are recorded and available to participants throughout the program.

The program explores how to communicate the role and value of compliance to different stakeholders, including executives, boards, employees, and others across the organization. You’ll develop a business-focused approach to explaining how effective compliance programs can support organizational goals, influence behavior and culture, and create value beyond regulatory risk reduction.

You’ll learn how to evaluate compliance programs, understand behavioral ethics, measure program effectiveness, analyze compliance risk, apply strategic management tools, communicate with executives and boards, and lead compliance functions effectively.

The program moves beyond a traditional risk-mitigation approach by applying business frameworks, behavioral science, empirical methods, and strategic thinking to compliance. You’ll examine how compliance programs can be evaluated, strengthened, and aligned with organizational goals to support business performance and create measurable value.

The program lasts 10 weeks. Each week includes approximately one hour of asynchronous coursework and two hours of live, synchronous virtual instruction.

Tuition is $5,200. Ethico partners and clients receive a discount on tuition.

You’ll earn a Certificate in the Business of Compliance from the Kelley School of Business and a digital badge from Kelley Executive Education. You may also qualify for three waived graduate credits toward select online Kelley graduate programs.

Meet your instructors

Todd Haugh portrait

Todd Haugh

Todd Haugh’s scholarship focuses on white-collar and corporate crime, business and behavioral ethics, and corporate compliance. His research has appeared in leading law and business journals, including the Northwestern University Law Review, Vanderbilt Law Review, and MIT Sloan Management Review.

Haugh has extensive experience as a white-collar criminal defense attorney, federal law clerk, and member of the general counsel’s Office of the U.S. Sentencing Commission. He frequently speaks and consults with companies and ethics organizations on behavioral compliance, ethical decision-making, and organizational integrity.

Suneal Bedi portrait

Suneal Bedi

Suneal Bedi’s areas of expertise include business law and ethics, intellectual property, and brand strategy. His research uses quantitative, philosophical, and experimental approaches to examine business-relevant questions at the intersection of law and strategy.

Before joining academia, he worked as a corporate private equity attorney at Ropes & Gray LLP. His research has appeared in publications including the Cornell Law Review, Southern California Law Review, Harvard Journal of Law & Technology, and Journal of Business Ethics.

The Business of Compliance Certificate program is offered in partnership with Ethico, an ethics and compliance solutions provider.

The partnership brings practitioner expertise and industry perspective to the program while supporting participant recruitment.

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Access a customizable supervisor request letter to support your case for attending a Kelley professional development program.

Questions?

Email Kelley Executive Education at kelleypd@iu.edu, and a member of our team will be happy to assist you.

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